General Info
1 - What is Open Access ?
Open Access is the immediate, online, free availability of research outputs without restrictions on use commonly imposed by publisher copyright agreements. Open Access includes the outputs that scholars normally give away for free for publication; it includes peer-reviewed journal articles, conference papers and datasets of various kinds. Open Access provides the means to maximise the visibility and availability, and thus the uptake and use, of research outputs.
We have collected a number of Open Access resources here: Related Links2 - Why Open Access?
Access to knowledge, information, and data is essential in higher education and research; and more generally, for sustained progress in society. Access can be greatly improved. The digitising of research results and digital publication in recent decades represents a fundamental shift away from the “age of paper”. Improved access is the basis for the transfer of knowledge (teaching), knowledge generation (research), and knowledge valorisation (civil society). The central idea is that the results of publicly financed research should be available to the public.3 - What is OpenAIRE?
OpenAIRE aims to support the implementation of Open Access in Europe. It provides the means to promote and realize the widespread adoption of the Open Access Policy, as set out by the ERC Scientific Council Guidelines for Open Access and the Open Access pilot launched by the European Commission. OpenAIRE, a three-year project, will establish the infrastructure for researchers to support them in complying with the EC OA pilot and the ERC Guidelines on Open Access. It will provide an extensive European Helpdesk System, based on a distributed network of national and regional liaison offices in 27 countries, to ensure localized help to researchers within their own context. It will build an OpenAIRE portal and e-Infrastructure for the repository networks and explore scientific data management services together with 5 disciplinary communities. It will also provide a repository facility for researchers who do not have access to an institutional or discipline-specific repository.
OpenAIRE’s three main objectives are to
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build support structures for researchers in depositing FP7 research publications through the establishment of the European Helpdesk and the outreach to all European member states through the operation and collaboration of 27 National Open Access Liaison Offices;
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establish and operate an electronic infrastructure for handling peer-reviewed articles as well as other important forms of publications (pre-prints or conference publications). This is achieved through a portal that is the gateway to all user-level services offered by the e-Infrastructure established, including access (search and browse) to scientific publications and other value-added functionality (post authoring tools, monitoring tools through analysis of document and usage statistics);
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work with several subject communities to explore the requirements, practices, incentives, workflows, data models, and technologies to deposit, access, and otherwise manipulate research datasets of various forms in combination with research publications.
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4 - Where can I find the OpenAIRE guidelines?
View OpenAIRE guidelines
5 - What are the ERC Scientific Council Guidelines for Open Access?
The ERC requires that all peer-reviewed publications from ERC-funded research projects be deposited upon publication into an appropriate research repository where available - and subsequently made Open Access - preferably immediately after publication and in any case not later than 6 months after the date of publication. Read more about it in the ERC Guidelines.6 - What is the Open Access pilot in FP7?
Read more about the Open Access pilot in FP7 7 - What are the copyright issues?
Self-archiving or "Green Open Access" does not infringe on the copyright of the author or publisher. Authors own the original copyright to papers they write, and publishers need their permission to publish the paper. Publishers often ask for transfer of the copyright, sometimes even when the paper is first submitted to the journal. However, authors can choose to retain their copyright and provide the publisher with a licence to publish. Authors should in any case avoid signing any agreements with publishers that do not allow them to fulfill the EC Open Access requirements.
If you want to know more about copyright in relation to open access:
Good starting points are the JISC/SURF Copyright toolbox site and the Creative Commons site. Many countries have a dedicated national open access site that usually contains copyright information as well. The EC, too, provides information and help, e.g. via the European IPR Helpdesk.
8 - What is an Open Access Journal and where can I find them?
One way of providing Open Access is to publish in an Open Access Journal. These journals make their articles available for free by charging for the publication services before publication, rather than after publication through subscriptions. Open Access publication charges can often be included in the costs of research funding, so the money for access comes through the research funder, rather than through the library budget. Of course, the initial source of the money is often the same (from government funding).
There is a growing number of Open Access Journals; most disciplines are now represented. A comprehensive list of the journals is provided by the Directory of Open Access Journals, DOAJ.
9 - What are Open Access Repositories and where can I find them?
Open Access Repositories are databases specifically designed for the deposit, digital dissemination and curration of academic output like scientific articles and make them freely available. Open Access Repositories can be either linked to an institution or department or linked to a research field or subject, i.e. Institutional or Subject Repositories.
When using the OpenAIRE deposit service you will be guided through the steps of deposition and also if possible guided to a relevant repository. OpenAIRE uses data from the Directory of Open Access Repositories, OpenDOAR.
!!! OpenDOAR and thus OpenAIRE may not be comprehensive. Go to the OpenAIRE helpdesk ”Ask a question” if you are having trouble finding the best suited repository for you. If you do not have a repository to deposit your article in then you should use the OpenAIRE Orphan Repository.
10 - What is a subject based or thematic repository?
11 - What is an Institutional Repository?
Institutional Repositories are repositories that are maintained and currated by institutions - very often the library. Repositories collect, curate and make the research output of an institutions available on the Internet.12 - My institution does not have an Institutional Repository. Where should I deposit?
If your institution doesn’t have an institutional repository and there is no relevant subject repository where you can deposit your article then the OpenAIRE Orphan Repository provides an effective solution.13 - What is the OpenAIRE ‘orphan repository’?
If you have no access to an OpenAIRE compliant repository, an institutional repository or a subject repository, the orphan repository, hosted by CERN, will enable you to deposit your article, according to the EC OA pilot and ERC mandate.
14 - What is The National Open Access Desk?
The National Open Access Desks connect researchers, research institutions, and policy makers at a national level on the one end, and the OpenAIRE project services on the other. The focus of the National Open Access Desks activities is on support for compliance with the EC Open Access Pilot.
The National Open Access Desk can help you find the appropriate repository in your country, and can answer your questions concerning Open Access, the EC Open Access Pilot, copyright issues, any special national rules and regulations concerning Open Access, and so on.
In principle each National Open Access Desk can provide the necessary information with respect to OpenAIRE, Open Access in general and the EC Open Access Pilot. They will redirect questions if necessary, especially when national issues, like copyright, are involved.
15 - Does OpenAIRE provide OpenSearch?
Yes, OpenAIRE provides OpenSearch. The descriptor can be found here: http://www.openaire.eu:8380/dnet-web-generic/openSearchDescriptor 16 - Can OpenAIRE be harvested?
Yes it can be harvested. OpenAIRE implements the OAI-PMH protocol. Please go to http://www.openaire.eu:8280/is/mvc/oai/oai.do?verb=ListRecords&metadataPrefix=DMF
For Researchers
17 - How and where to deposit?
Researchers should deposit published articles or final manuscripts into the institutional repository of the research institution with which they are affiliated. If this is not possible, they should identify an appropriate subject based/thematic repository. If the researcher’s institution doesn’t have an open access institutional repository and if there is no relevant open access subject repository the researcher can deposit the article in the OpenAIRE Orphan Repository
18 - What to deposit?
Either one of the documents described below should be deposited in an institutional or subject repository upon acceptance for publication:- Published version: publisher’s final version of the paper, including all modifications from the peer review process, copyediting and stylistic edits, and formatting changes (usually a PDF document) or
- Final manuscript accepted for publication: final manuscript of a peer-reviewed paper accepted for journal publication, including all modifications from the peer review process, but not yet formatted by the publisher (also referred to as post-print version).
19 - When to deposit?
Grant recipients are required to make their best efforts to ensure that this electronic copy becomes freely and electronically available to anyone - either through an institutional or subject-based repository, as soon as possible, but no later than- six months after publication: in the thematic areas "Health", "Energy", "Environment (including Climate Change)", and "Information & communication technologies" (“Cognitive Systems”, “Interaction” and “Robotics”) and the activity "Research infrastructures" (e-infrastructures)
- twelve months after publication: in the thematic area "Socio-economic Sciences and the Humanities" and the activity "Science in Society".
20 - What if I do not deposit?
The Guidelines for the EC FP7 and ERC Guidelines clearly urge you to comply with the depositing requirements. Researchers must make their best efforts to ensure Open Access to their publications. The EC FP7 guidelines stipulate that if you cannot comply, you should inform the Commission and provide the Publisher’s letter of refusal. The stipulations of the Guidelines are such that there is no reason for Publishers to refuse cooperation. There is increasing evidence that Open Access availability of publications increases their visibility and use. It has also become clear that Open Access publishing does not harm the researcher, his/her institution, research or publication. So there is no reason not to comply with the Guidelines, there are only potential benefits to be gained.21 - What should I do if the publisher does not allow me to archive my article?
If the publisher doesn’t allow you to deposit your article in a repository, the EC Open Access policy requires the author to contact the publisher. You are requested to inform the publisher of the EC Open Access requirements, and ask for an exception to the publisher’s normal policy to enable you to meet those requirements. It is important to obtain this permission in writing. A template letter is available that can be used when writing to the publisher asking for an amendment to your publishing agreement; it can be found among the EC Resources. When writing to publishers, it is better to write to the editor or officer in charge of authors' rights if possible, rather than to a general publisher's email address for permissions for re-use of published material. It is important that the request be seen as coming from the author and is part of the publisher/author relationship.22 - What does "making best efforts" entail?
The EC OA pilot asks that authors seek information on publishing models and copyright/licensing policies of the journal(s) to which they plan to submit (e.g. via ROMeO). If publishers' policies do not enable you to meet the requirements of the EC grant agreement, you can negotiate an amendment to the publisher’s applicable copyright clauses or request an authorisation to self-archive within the specific embargo period. If negotiations are unsuccessful, submission to another journal should be considered. If it appears to be impossible to publish in accordance with special clause 39, you should inform the Commission and provide the publisher’s letter of refusal.23 - My institution does not have a repository, how can I comply with the Open Access requirement?
If your institution doesn’t have an institutional repository and if there is no relevant subject repository you can deposit the article in the OpenAIRE Orphan Repository, hosted by CERN.24 - If I have deposited in my Institutional Repository, should I also deposit in the "Orphan Repository"?
That is not necessary. You may use the orphan repository if there is no other open access and OpenAIRE compliant repository available to you. As long as your repository is compliant with the OpenAIRE Guidelines, it will be centrally harvested and your publication will be visible through the OpenAIRE portal.25 - If I have deposited in my Institutional Repository, how do I know it can be found in the OpenAIRE portal?
As long as your repository is compliant with the OpenAIRE guidelines, it will be centrally harvested and your publication will be visible through the OpenAIRE portal. You may check with your Repository Manager about the OpenAIRE compliancy of your institutional repository.26 - What is a Licence to Publish?
A Licence to Publish is a publishing agreement between author and publisher. Unlike many publishing agreements, it does not transfer the author's copyright to the publisher. Instead, the author retains his copyright and grants the publisher a "sole licence to reproduce and communicate the scholarly work and certain other rights needed for publishing". It leaves the author the right to archive his article in an Open Access repository. The JISC/SURF Copyright Toolbox provides a model licence.If, furthermore, you would like to ensure that others can be granted further rights for the use and reuse your work, you may ask the publisher to:
* immediately release your work under a Creative Commons license, or
* limit the term of exclusive rights and to release your work under a Creative Commons licence afterwards.These options can be included in your License to Publish.
Several publishers already combine a License to Publish with Creative Commons licencing. Some require article processing fees to release your work under such terms. These fees can be paid out of the project budget and are fully eligible for reimbursement within the project period.27 - I have already got my material on my website. Do I need a repository?
Yes! Most digital repositories are compliant with technical standards that enable cross-archive searching (Open Archives Initiative’s Protocol for Metadata Harvesting OAI-PMH). Thus, an eprint placed in a repository is far easier to find than through an individual's website. Several search engines such as Google or Google Scholar favour OAI-repository material, and display these results more prominently. Moreover, repositories are working to preserve materials in the long-term. The benefit is that if a researcher moves on, or their personal website changes, their eprints are in a repository - and the links - will remain stable, readable and accessible.28 - Does my institution/repository need an agreement with the publisher to allow me to archive my article?
This is not necessary. In most cases the publishers' policies publicized in the SHERPA/RoMEO websites are sufficient. If you do not transfer your copyright but agree with your publisher on a Licence to Publish, there is no need for further agreements.
29 - What about version-control? Will there be one version in a repository and a different published version?
The EC OA pilot and ERC Guidelines ask for either the final manuscript or the published version of the article to be made available for Open Access. Most deposited versions are the author's final version - the version after peer-review, after revision and checking - that is, the version sent to the publisher for printing. Some publishers allow the use of the final PDF file which contains their layout and style of font - in which case the versions are identical. Otherwise, while the style of the font might be different, the text of the repository version is identical except for any minor copy-editing done by the publisher after it leaves the author's hands.30 - Is there an agreement between the EC and publishers to allow for the open access availability of EC funded research results?
This is not necessary. In most cases the publishers' policies publicized in the SHERPA/RoMEO websites are sufficient. If you do not transfer your copyright but agree with your publisher on a Licence to Publish, there is no need for further agreements.
31 - What is self-archiving or Green Open Access?
Self-archiving means that the author deposits his final manuscript (pre- or post-print) or published article in an institutional or subject-based repository.
Green Open Access, or 'the Green Route" means that the publisher's policy allows the author to archive his final manuscript in a repository, before peer review (pre-print) or after peer-review (post-print). Some publishers allow self-archiving of the published version in PDF-format. TheSherpa/RoMEO database gives information on most publishers' and journals' policies
32 - Where can I find the publisher policies on open access and self-archiving?
You can use the database SHERPA/RoMEO to find the vast majority of scholarly journals and publishers standard archiving policies. The SHERPA/RoMEO database uses colour codes to give the user an easy and quick overview of the different policies of journals.
33 - Can I edit the metadata of a deposited publication?
- If you have deposited your publication in an institutional repository, you should contact the administrator of the specific repository.
- If you have claimed your publication through the OpenAIRE portal you cannot directly edit it. Please address your request to the OpenAIRE Helpdesk.
- For the OpenAIRE Orphan repository, while you are depositing a publication, at any time you can modify its metadata, unless you have actually submitted it. After that moment, if approved, please contact OpenAIRE.Support@cern.ch if you need to correct any information.
34 - Can I remove my deposited publications?
- If you have deposited your publications in an institutional repository, you should contact the administrator of the specific repository.
- If you have claimed your publication through the OpenAIRE portal you cannot directly remove it. Please address your request to the OpenAIRE Helpdesk.
- For the OpenAIRE Orphan, While you are depositing a publication, at any time you can remove it, unless you have actually submitted it. After that moment, if approved, please contact OpenAIRE.Support@cern.ch if you really need to have it deleted.
For Repository Managers
35 - What if my repository is not OpenAIRE compliant?
This means that any FP7/ERC- funded publications within the Open Access pilot subject areas in your repository can not be harvested and so will not be found through the OpenAIRE portal.36 - Do I need to adapt my repository?
In order for OpenAIRE to harvest and connect publications to the related EC FP7 grant aggreement and to calculated the share of Open Access versus non-Open Access publications we do require repositories to adapt to the OpenAIRE Guidelines. These are low-barrier requirements for OAI-PMH compliant repositories that builds on oai_dc and the DRIVER Guidelines.37 - What are the OpenAIRE Guidelines?
The OpenAIRE Guidelines are simple metadata specifications for repositories that need to be OpenAIRE compliant. After complying to the OpenAIRE guidelines, the repository will become the single entry point for researchers that want to deposit FP7 publications.38 - How do I make my repository OpenAIRE-compliant?
The OpenAIRE Guidelines for repository managers give an overview of the requirements in order to make your repository compliant. 39 - Are there any standard repository software that are OpenAIRE compliant ?
Yes, at the moment major repository applications like Dspace, Eprints are OpenAIRE compliant, as are a number of national and local systems. Moreover the Open Journal Systems, used by thousands of journals around the world, is OpenAIRE compliant.40 - What do I need to do before registering my repository as OpenAIRE compliant?
Please make sure you have an ec_fundedresources set and that it contains at least one record.41 - I have an non-empty ec_fundedresources record but the validation still fails.
Please make sure that you have set up correctly your ListIdentifiers and GetRecord verbs for your ec_fundedresources records.42 - My repository is not shown in the validator's OpenDOAR list or is not part of OpenDOAR. What can I do?
For the time being, only OpenDOAR repositories may register in OpenAIRE. If your repository is in OpenDOAR but is not shown in the validator's list, please contact us through the OpenAIRE Helpdesk 43 - What is OAI-PMH?
OAI-PMH (Open Archives Initiative’s Protocol for Metadata Harvesting OAI-PMH) is a set of rules and methods that standardize the access to the content of repositories. The OpenAIRE Guidelines builds on OAI-PMH v.2.044 - How can I find directions and recommendations on setting up a repository?
There are several guides on setting up repositories - we recommend the DRIVER Guidelines. 45 - What are the differences with DRIVER (guidelines)?
The purpose of DRIVER was to connect repositories in Europe, and make them interoperable. The purpose of OpenAIRE is to make FP7/ ERC publications visible. To achieve this and allow central harvesting of FP7/ ERC publications, repositories must comply with some minimum technical requirements.46 - How often is an OpenAIRE compliant repository harvested?
The standard frequency is once a week.
